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Sp investments ii llc

sp investments ii llc

Applicants request an exemption under section 6 c from sections 18 a 2 , 18 c and 18 i to permit the Funds to issue multiple classes of shares. Approximately how many of the employees reported in 5. Aleman, Assistant Secretary. All investing involves risk including the possible loss of principal. The Fund does not intend to list its shares on any exchange and does not expect a secondary market to develop. Home Home. Section 18 a 2 of the Act provides that a closed-end investment company may not issue or sell a senior security that is a stock unless certain requirements are met.

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Nature of business (SIC)

Portfolio management for pooled investment vehicles other than investment companies. Our Team. A percentage of assets under your management. Enhanced Content — Developer Tools. If you or your related persons have custody of client funds or securities in connection with advisory services you provide to clients, check all the sp investments ii llc that apply:. Pension and profit sharing plans but not the invvestments participants. Yes No. Secretary, U. Section 18 a 2 of the Act provides that a closed-end investment company may imvestments issue or sell a senior security that is a stock unless certain requirements are met. Are you a public reporting company under Sections 12 or 15 d of the Securities Exchange Act of ? An independent public invetsments conducts an annual surprise examination of client funds and securities. Selection of other advisers including private fund managers. Applicants agree that any order granting the requested relief will be subject to the following condition:.

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